Financial Services Marketing

FINRA/SEC compliance, banking marketing, wealth management, fintech vs incumbent dynamics, trust building, and financial-product positioning.

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Modules

Questions

Strategic Scenarios

90%

To Pass

Curriculum

The 6 modules.

Complete each module's quiz at 90% or higher. Pass the strategic scenario. Move to the next. Complete all 6, take the final exam, and earn your RGM-607 certification.

Module 1 of 6

FinServ marketing landscape

FinServ marketing landscape sits at the operational heart of financial services marketing. This module covers the principles, the operating cadence, and the fai…

10 questions 1 scenario 90% to pass

Module 2 of 6

FINRA and SEC compliance

FINRA and SEC compliance sits at the operational heart of financial services marketing. This module covers the principles, the operating cadence, and the failur…

10 questions 1 scenario 90% to pass

Module 3 of 6

Wealth management and high-net-worth

Wealth management and high-net-worth sits at the operational heart of financial services marketing. This module covers the principles, the operating cadence, an…

10 questions 1 scenario 90% to pass

Module 4 of 6

Banking and credit card marketing

Banking and credit card marketing sits at the operational heart of financial services marketing. This module covers the principles, the operating cadence, and t…

10 questions 1 scenario 90% to pass

Module 5 of 6

Fintech vs incumbent positioning

Fintech vs incumbent positioning sits at the operational heart of financial services marketing. This module covers the principles, the operating cadence, and th…

10 questions 1 scenario 90% to pass

Module 6 of 6

Trust and authority building

Trust and authority building sits at the operational heart of financial services marketing. This module covers the principles, the operating cadence, and the fa…

10 questions 1 scenario 90% to pass